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Open Access Journal of Criminology Investigation & Justice Research Article 16 min read

A Novel Approach in the Characterization of Writing Inks using Fluorescence Microscopy and ImageJ

Khare V*, Singla A and Gupta P
* Corresponding author
ISSN: 3064-7940  10.23880/oajcij-16000124  Received: August 19, 2024  Published: October 28, 2024
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Keywords
Questioned Document Fluorescence Microscopy Ink Ageing Writing Ink ImageJ Chemical Composition
Abstract

Ink analyses play a vital role in forensic investigation of cases in which the identification of legal, financial document is essential. The aim of the present study was to categorize the writing inks of different brands and colours on the basis of their fluorescence using Fluorescence Microscope. 125 ink samples of blue, black and red colour of both gel and ballpoint variety were taken for the study. The inks were also aged under different set of storage conditions and then the variation in their fluorescence was observed. The results from this study highlight the suitability of using Fluorescence Microscope as an appropriate technique for the characterization of writing inks. The results from the analysis offer a significant benefit in that it enables information to be gathered in a non-destructive manner, which is quite ideal for questioned document examination in forensic labs. However, the lack of quantitative data in the Fluorescence Microscope to determine the intensity of fluorescence is a limitation, thus it can be employed in collaboration with image processing software like ImageJ to determine the spectroscopic data.

Khare V¹*, Singla A² and Gupta P³

¹Research Scholar, Bundelkhand University, India ²Associate Professor, Bundelkhand University, India ³Assistant Professor, UPSIFS, India

Abbreviations

HPTLC: High Performance Thin-Layer Chromatography; PCA: Principal Component Analysis; FTIR: Fourier Transform Infrared Spectroscopy; UV-VIS-NIR: Ultraviolet-Visible- Near Infrared Spectroscopy; DAPNe: Direct Analyte-Probed Nanoextraction; DART-MS: Direct Analysis in Real Time Mass Spectrometry; ROI: Region of Interest.

Introduction

An important component of questioned document analysis is the evaluation of ink entries on a document. Forensic Document Examiner has to identify added, altered or deleted ink entries in a forged document. The characterization and dating of a writing ink helps document examiners to prove the genuineness of a document [1]. The various techniques of perpetrating document forgeries and document alterations are becoming sophisticated rapidly, thus it is getting difficult for document examiners to identify the individual writing instrument used for making the entries in the document; however the ink can be concretely identified [2, 3].

In forensic investigations, ink analyses play a crucial role where the identification of legal and financial documents is crucial. Writing inks are complex in nature and contains pigments or dyes dissolved in a solvent [4, 5]. The purpose of ink analysis is to identify the origin of an ink, the moment at which it was deposited on a substrate, and the “date” on which the ink was created. Although the physical form and general appearance of the writing inks produced by different manufacturers may appear to be identical, their chemical compositions are fundamentally different [6].

In the examination of writing inks, the non-destructive techniques comprising of optical and microscopic techniques are generally applied first. In contrast to the previously used tintometer method, inks, printing inks, and ballpoint ink on the surface of paper were characterized in a research on the basis of their transmission, fluorescence, and reflection spectra in the range of 220-900 nm [7].

Chemical techniques are often destructive in nature as sample preparation of the questioned ink sample is required. The most useful experimental methods for examining ink are Thin-Layer Chromatography, Paper Chromatography, and Capillary Electrophoresis [8, 9, 10, 11, 12]. The chemical techniques separate the dyes from the ink component for their characterization. Fourier Transform Infrared Spectroscopy (FTIR), UV-Visible Spectrometry [13, 14]. Thin-Layer Chromatography, High Performance Liquid Chromatography [15, 16], Positive and Negative Ion Electro spray Ionization Mass Spectrometry, are a few destructive analytical techniques used to investigate the chemical composition of ink. Senior S H, 2012 analyzed 10 blue ballpoint inks in Infrared Spectroscopy, UV-Visible Spectroscopy, High Performance Thin-Layer Chromatography (HPTLC) and Principal Component Analysis (PCA). The inks were classified according to their RF values and colour tones by TLC [17].

Luminescence Spectroscopy [18] and Raman Spectroscopy [19] also provides vital information regarding the colourants, resins, solvents and other vital components of ink. For the differentiation of writing inks, Wilkinson, 2002 used Synchrotron-based Fourier Transform Infrared Micro Spectroscopy [3]. For the non-destructive analysis of inks, the Mass Spectrometry technique is also widely utilized. For the analysis of writing inks on paper, Jones R. W., 2006 used Direct Analysis in Real Time Mass Spectrometry (DART-MS) in situ. The authors successfully differentiated 43 inks of blue and black inks of both gel and ballpoint variety. Denman JS, [20] performed surface analysis by using Time-of-Flight Secondary Ion Mass Spectrometry (TOF-SIMS) of ballpoint inks to identify the organic and inorganic components of ink without any disturbance from the substrate. Laura Feraru DM, [21] applied the spectroscopic and chromatographic techniques of FTIR, Ultraviolet-Visible-Near Infrared Spectroscopy (UV-VIS-NIR) and X-Ray Fluorescence, Thin Layer Chromatography and original method of Commission Internationale de l’ Eclairage (CIEL*a*b*) for the characterization of writing inks [22]. Huynh [1] utilized Direct Analyte-Probed Nanoextraction (DAPNe) coupled to Raman Spectroscopy, Nano electrospray Mass Spectrometry (NSI-MS) and Fluorescence Microscopy for the examination of forged documents. The techniques utilized had the ability to characterize different writing inks of similar colour. However, it was not able to correctly discern, if the forged ink entry was made with the same ink as that present on the original document [1].

Fluorescence Microscopy combines the magnification capabilities of light microscopy with the observation of the fluorescence, making it a possible analytical method for the investigation of ink. A typical microscope employs electromagnetic radiation with wavelengths between 400 and 700 nm, whereas a Fluorescence Microscope uses a light source with a significantly higher intensity to activate the fluorescent pigment of a sample. Fluorescence Microscopy requires high intensity light within the absorption region of a fluorophore. There are numerous light sources that meet these specifications, such as mercury vapour lamps, xenon arc lamps, and light emitting diodes. These light sources use a standard dichroic excitation filter configuration. Lasers are employed in more complex Fluorescence Microscopy setups. Although xenon lamps can eliminate the discontinuous spectra that mercury lamps produce, they are nevertheless a common source of radiation in the visible and ultraviolet ranges. The selection of a specific light wavelength is done using a variety of filters. Excitation filters select light sources from among those that illuminate the most portion of the fluorescent dye’s absorption spectrum. Fluorescence wavelengths are only permitted by the emission cut-off filter. The fluorescent samples get excited when they are subjected or illuminated by a desired wavelength of light.

The majority of writing instruments used nowadays, such as stamp pad ink, ink pads, ballpoint pen inks, and gel point inks are fluorescent in nature. In the present article, an attempt has been made to categorize the writing inks of different brands and colours on the basis of their intensity of their fluorescence. A total of 125 inks of different colours of both gel and ballpoint variety were characterized using various emission cut-off filters of Fluorescence Microscope. In second part of the study, 18 ink samples were aged under a set of storage conditions comprising-inside a notebook, in air condition room, in normal room and in outside environment conditions.

Material and Methods

Sample Preparation

A total of 125 ink samples were prepared in a similar method by drawing an ink stroke of 4 cm on a standard A4 paper with the sample ink pen and a ruler. The ink strokes were analyzed under Fluorescence Microscope of Nikon make, Model- E- 200 to determine their respective fluorescence.

Methodology

125 ink samples stored in normal room condition were analyzed simultaneously under the various emission cut- off filters of respective wavelengths: a) B2A filter- 450- 490 nm b) G2A filter- 510- 560 nm c) TX Red filter- 540- 580 nm. The ink samples were analyzed under a magnification of 10X. All the images were observed using NIS Elements Imaging Software Version 4.50 and the specimen images were captured using Nikon DS- Fi1c camera attached to the Fluorescence Microscope.

In second part of the study, 18 ink samples were subjected to different storage conditions i.e. a) inside a notebook, b) in an air conditioned room (20°C to 25°C), c) in normal room conditions (37°C to 40°C), d) in outside environment conditions (10°C to 49°C) for a period of 30 days. The variations in the fluorescence of the ink samples were observed after the passage of 30 days using Fluorescence Microscope.

Usage of ImageJ Software (IJ 1.46r) for Measuring The Intensity Of Fluorescence Of 125 Ink Samples

ImageJ (IJ 1.46r) is public domain free application software accessible from NIH. ImageJ supports 8-bit, 16-bit, and 32-bit grayscale as well as 8-bit and 24-bit color images for viewing, editing, analyzing, processing, saving, and printing. It is possible to import and read image formats such as TIFF, GIF, JPEG, and “raw” as individual pictures or stacks. A wide variety of useful image processing features are included in ImageJ [23]. The easy-to-use background subtraction technique in ImageJ can readily determine areas, pixel value statistics, distances, and angles of user-defined choices. Additionally, it can also produce line profile plots and density histograms. Common image processing operations include edge detection, median filtering, sharpening, smoothing, and contrast enhancement. It is capable of carrying out geometric operations like rotation, flipping, and scaling. ImageJ can easily calculate user defined pixel area and extract the spectrum information from the images recorded using CMOS cameras attached to a Fluorescence Microscope or any other instrument [23]. The procedure utilised to measure the intensity of images using ImageJ software is:

  1. Open the image in ImageJ.
  2. Set desired parameters by selecting Analyze> Set Measurements. Select option Area, Integrated Density and Mean Grey Value from the pop-up window.
  3. Draw a Region of Interest (ROI) around the area of interest that you want to quantify the fluorescence intensity.

4. The fluorescence image can now be analysed by clicking on Analyze>Measure. A window will pop up with the measurements. This value represents the average fluorescence intensity within the ROI. 5. The data is copied into a spreadsheet. 6. Now, a small area of the image that has no fluorescence is selected. This will serve as background. 7. Click on Analyze>Measure for that region. The data is copied into a spreadsheet. 8. The steps are repeated for 124 fluorescence image and their background regions. 9. The mean fluorescence of background readings is calculated. 10. Now calculate the Corrected Total Cell Fluorescence (CTCF)= Integrated Density- (Area of Selected cell ×Mean Fluorescence of background readings) 11. Calculate CTCF for each cell. 12. Plot a graph with the readings of Integrated Density and CTCF obtained of the samples.

Note: Integrated density is the sum of the contribution of each pixel in the image or selection. It is the product of Area and Mean Gray Value.

CTCF (Corrected Total Cell Fluorescence) -can be defined as Corrected integrated density i.e. the value you want- Total fluorescence per cell.

Results

Figure 1: Shows the ink samples in B2A emission cut off filter (450-490 nm) of Fluorescence Microscope a) High Intensity fluorescence in Pentel energel BLN415 red gel b) Medium Intensity fluorescence in Agni 20 black ball c) Low Intensity fluorescence in Classmate octane blue gel d) No fluorescence observed in Reynolds racer black gel.
Click to enlarge
Figure 1: Shows the ink samples in B2A emission cut off filter (450-490 nm) of Fluorescence Microscope a) High Intensity fluorescence in Pentel energel BLN415 red gel b) Medium Intensity fluorescence in Agni 20 black ball c) Low Intensity fluorescence in Classmate octane blue gel d) No fluorescence observed in Reynolds racer black gel.
Figure 2: Comparison of the fluorescence intensity of 125 ink samples and their Corrected Total Cell Fluorescence (CTCF) using ImageJ Software
Click to enlarge
Figure 2: Comparison of the fluorescence intensity of 125 ink samples and their Corrected Total Cell Fluorescence (CTCF) using ImageJ Software

Statistical Analysis

The values of IntDensity and CTCF of 125 ink samples were compared using Pearson Correlation Coefficient utilizing the software available on the Statistics Kingdom website [24].

Discussion

Result of fluorescence intensity of 125 ink samples after processing through ImageJ software and Correlation Coefficient Table 1 & Figure 3.

ParameterValue
Pearson correlation coefficient (r)-0.6347
0.4028
P-value1.90E-15
Covariance-2.1344E+13
Sample size (n)125
Statistic-9.1089

Table 1: Result of Pearson Correlation Coefficient by comparison of IntDensity and CTCF values obtained using ImageJ Software

Figure 3: Line Fit Plot of the IntDensity and CTCF (Corrected Total Cell Fluorescence) values of the ink samples Since the null correlation is zero, we use the t-distribution to test the correlation. The correlation’s distribution is not symmetrical when r ≠ 0, hence we use the Z distribution over Fisher transformation to create the confidence interval. 1. Ho hypothesis- Since the p-value < α, H˳ is rejected. The population’s correlation is considered to be not equal to the expected correlation (0). In other words, the difference between the sample correlation and the expected correlation is big enough to be statistically significant. 2. P-value: The p-value equals 1.899e-15, (P (x≤-9.1089) = 9.496e-16). It means that the chance of type I error (rejecting a correct Ho) is small: 1.899e-15 (1.9e-13%). The smaller the p-value the more it supports H1.
Click to enlarge
Figure 3: Line Fit Plot of the IntDensity and CTCF (Corrected Total Cell Fluorescence) values of the ink samples Since the null correlation is zero, we use the t-distribution to test the correlation. The correlation’s distribution is not symmetrical when r ≠ 0, hence we use the Z distribution over Fisher transformation to create the confidence interval. 1. Ho hypothesis- Since the p-value < α, H˳ is rejected. The population’s correlation is considered to be not equal to the expected correlation (0). In other words, the difference between the sample correlation and the expected correlation is big enough to be statistically significant. 2. P-value: The p-value equals 1.899e-15, (P (x≤-9.1089) = 9.496e-16). It means that the chance of type I error (rejecting a correct Ho) is small: 1.899e-15 (1.9e-13%). The smaller the p-value the more it supports H1.

Figure 3: Line Fit Plot of the IntDensity and CTCF (Corrected Total Cell Fluorescence) values of the ink samples Since the null correlation is zero, we use the t-distribution to test the correlation. The correlation’s distribution is not symmetrical when r ≠ 0, hence we use the Z distribution over Fisher transformation to create the confidence interval. 1. Ho hypothesis- Since the p-value < α, H˳ is rejected. The population’s correlation is considered to be not equal to the expected correlation (0). In other words, the difference between the sample correlation and the expected correlation is big enough to be statistically significant. 2. P-value: The p-value equals 1.899e-15, (P (x≤-9.1089) = 9.496e-16). It means that the chance of type I error (rejecting a correct Ho) is small: 1.899e-15 (1.9e-13%). The smaller the p-value the more it supports H1.

3. Test statistic: The test statistic T equals -9.1089, which is not in the 95% region of acceptance: [-1.9794, 1.9794]. The correlation (-0.6347), is not in the 95% region of acceptance: [-0.1757, 0.1757]. The 95% confidence interval of correlation is: [-0.729, -0.5167].

Therefore, the null hypothesis is rejected; as statistically significant difference was found during the comparison of IntDensity and CTCF values of the sample images (Figure 4).

Figure 4: The Distribution obtained using results of Pearson Coefficient Correlation.
Click to enlarge
Figure 4: The Distribution obtained using results of Pearson Coefficient Correlation.

As seen from the results of Table 1 and Figure 3, we can determine from the results of the Pearson Correlation Coefficient that there is a significant large negative relationship between the Int Density and CTCF values, (r(123) =.635, p < .001). Thus, it can be determined that there is a significant difference in the fluorescence intensities of the Calculated Total Cell Fluorescence(CTCF) after subtracting the background intensity from the Integrated density (Int Density) of the 125 ink samples [23].

Result of variation in Fluorescence of 18 ink samples after being kept in different storage conditions for 30 days (Figures 5-9).

Figure 5: Different intensity of fluorescence observed in the samples kept in normal room condition for 30 days a) Cello finegrip blue ball b) Add achiever blue gel c) Claro Champ black ball d) Pilot luxor V7 black gel e) Cello butterflow red ball f) Uniball signo gel.
Click to enlarge
Figure 5: Different intensity of fluorescence observed in the samples kept in normal room condition for 30 days a) Cello finegrip blue ball b) Add achiever blue gel c) Claro Champ black ball d) Pilot luxor V7 black gel e) Cello butterflow red ball f) Uniball signo gel.
Figure 6: Different intensity of fluorescence observed in the samples kept inside a notebook for 30 days a) Cello finegrip blue ball b) Add achiever blue gel c) Claro Champ black ball d) Pilot luxor V7 black gel e) Cello butterflow red ball f) Uniball signo gelstick red gel.
Click to enlarge
Figure 6: Different intensity of fluorescence observed in the samples kept inside a notebook for 30 days a) Cello finegrip blue ball b) Add achiever blue gel c) Claro Champ black ball d) Pilot luxor V7 black gel e) Cello butterflow red ball f) Uniball signo gelstick red gel.
Figure 7: Different intensity of fluorescence observed in the samples kept in an air-conditioned room for 30 days a) Cello finegrip blue ball b) Add achiever blue gel c) Claro Champ black ball d) Pilot luxor V7 black gel e) Cello butterflow red ball f) Uniball signo gelstick red gel.
Click to enlarge
Figure 7: Different intensity of fluorescence observed in the samples kept in an air-conditioned room for 30 days a) Cello finegrip blue ball b) Add achiever blue gel c) Claro Champ black ball d) Pilot luxor V7 black gel e) Cello butterflow red ball f) Uniball signo gelstick red gel.
Figure 8: Different intensity of fluorescence observed in the samples kept in sunlight for 30 days a) Cello finegrip blue ball b) Add achiever blue gel c) Claro Champ black ball d) Pilot luxor V7 black gel e) Cello butterflow red ball f) Uniball signo gelstick red gel.
Click to enlarge
Figure 8: Different intensity of fluorescence observed in the samples kept in sunlight for 30 days a) Cello finegrip blue ball b) Add achiever blue gel c) Claro Champ black ball d) Pilot luxor V7 black gel e) Cello butterflow red ball f) Uniball signo gelstick red gel.
Figure 9: Representation of variation of fluorescence intensity of 18 ink samples after passage of 30 days.
Click to enlarge
Figure 9: Representation of variation of fluorescence intensity of 18 ink samples after passage of 30 days.

Fluorescence of 18 ink samples in different storage conditions after passage of 30 days

In the second part of the study, eighteen ink samples were characterized on the basis of the change in their fluorescence intensity after being in kept in different storage conditions for a period of thirty days. It was determined from the observations that three blue ball, two blue gel and one black ball out of eighteen ink samples showed major changes in the storage condition of outside environment i.e. they were completely faded off after the time duration of thirty days as seen in some of the samples of Figure 8. Minor changes in the fluorescence intensity were observed in three blue ball, four blue gel, three black gel, three red ball and two black ball ink samples kept in the air conditioned room and outside environment as observed in Figure 7 & 8. Very minute changes in the fluorescence intensity were observed in six black ball, four blue ball, three blue gel, three black gel, three red gel in normal room conditions as observed in Figure 5. No changes in the fluorescence intensity were observed in six black gel, six red ball, six red gel, three black ball, three blue gel and two blue ball inks when the samples were kept in normal room condition and inside a notebook as observed in Figure 5 & 6.

Thus, it can be inferred from the observations of Figure 9, that there is no change in the chemical constituents of the ink when kept in the normal room and inside a notebook as the twenty-six ink samples were observed to show least changes in their fluorescence intensity. In normal room conditions, the nineteen ink samples were less affected as they showed very minute changes in their fluorescence intensity. An air conditioned room and outside environment were determined to have an impact on the chemical composition of the ink samples as the fifteen ink samples were observed to show changes in the said conditions. Major changes in the intensity of fluorescence were observed in the six ink samples kept in the outside environment conditions.

Conclusion

The results from this study highlight the suitability of using Fluorescence Microscope as an appropriate technique for the characterization of writing inks. The various ink samples of different manufacturers were found to have their respective fluorescence due to their distinctive chemical composition. The changes observed in the intensity of fluorescence of ink samples with respect to passage of time and storage conditions indicated that inks age with elapse of time. The inks undergo changes in their physical and chemical characteristics with the passage of time which were indicated in the paper substrate on which the ink was deposited. The results from the analysis offer a significant benefit in that it enables information to be gathered in a non-destructive manner, which is quite ideal for questioned document examination in forensic labs. However, the lack of quantitative data in the Fluorescence Microscope to determine the intensity of fluorescence prove to be a hindrance, thus it can be employed in collaboration with image processing software like ImageJ and FIJI to determine the spectroscopic data.

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Cite this article

BibTeX
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@article{khare2024,
  title   = {A Novel Approach in the Characterization of Writing Inks using
Fluorescence Microscopy and ImageJ},
  author  = {Khare V, Singla A and Gupta P},
  journal = {Open Access Journal of Criminology Investigation & Justice},
  year    = {2024},
  volume  = {2},
  number  = {1},
  doi     = {10.23880/oajcij-16000124}
}
Khare V, Singla A and Gupta P (2024). A Novel Approach in the Characterization of Writing Inks using
Fluorescence Microscopy and ImageJ. Open Access Journal of Criminology Investigation & Justice, 2(1). https://doi.org/10.23880/oajcij-16000124
TY  - JOUR
TI  - A Novel Approach in the Characterization of Writing Inks using
Fluorescence Microscopy and ImageJ
AU  - Khare V, Singla A and Gupta P
JO  - Open Access Journal of Criminology Investigation & Justice
PY  - 2024
VL  - 2
IS  - 1
DO  - 10.23880/oajcij-16000124
ER  -